So, you invested in the market and now your account balance looks like it fell off a cliff. Ouch. You’re not alone. Lots of folks find themselves wondering what went wrong. The good news? If you lost money in the market, your legal options might surprise you. Not all investment... Read More

If you’ve lost money due to a bad investment or shady financial advice, you’re probably wondering how to fight back. This is where understanding how arbitration works in investment loss cases becomes incredibly useful. Many people don’t realize that lawsuits aren’t the only way to recover lost money. Arbitration may... Read More

Investing can be exciting, but sometimes things go wrong. If you’re a small investor who has faced securities fraud, finding a securities fraud lawyer for small investors is crucial. Whether your broker misrepresented investments, traded without permission, or gave bad advice, you don’t have to navigate this alone. Understanding your... Read More

Securities disputes can feel overwhelming, especially when you’ve placed your hard-earned money into investments you thought were secure. If things go sideways, small claims arbitration offers a straightforward way to resolve your issues without the hassle of court proceedings. But what are the most common types of securities disputes that... Read More

SEC Charges Two Brokers with Churning and Excessive Trading Former brokers, Nate Clay (CRD #4525541) and Terrance Reagan (CRD #2672751) have been charged with violating the Securities and Exchange Act. The Securities and Exchange Commission filed the complaint in the Southern District Court of New York. SEC alleges that between... Read More