Investing can be exciting, but sometimes things go wrong. If you’re a small investor who has faced securities fraud, finding a securities fraud lawyer for small investors is crucial. Whether your broker misrepresented investments, traded without permission, or gave bad advice, you don’t have to navigate this alone. Understanding your... Read More

Securities disputes can feel overwhelming, especially when you’ve placed your hard-earned money into investments you thought were secure. If things go sideways, small claims arbitration offers a straightforward way to resolve your issues without the hassle of court proceedings. But what are the most common types of securities disputes that... Read More

SEC Charges Two Brokers with Churning and Excessive Trading Former brokers, Nate Clay (CRD #4525541) and Terrance Reagan (CRD #2672751) have been charged with violating the Securities and Exchange Act. The Securities and Exchange Commission filed the complaint in the Southern District Court of New York. SEC alleges that between... Read More